Exempt person transactions
Source:
Section 11-53-104 — Exempt person transactions, https://leg.colorado.gov/sites/default/files/images/olls/crs2023-title-11.pdf (accessed Oct. 20, 2023).
11‑53‑101
Short title 11‑53‑102
Definitions 11‑53‑103
Unlawful commodity transactions 11‑53‑104
Exempt person transactions 11‑53‑105
Exempt transactions 11‑53‑106
Unlawful commodity activities 11‑53‑107
Fraudulent conduct 11‑53‑108
Misleading filings 11‑53‑109
Liability of principals, controlling persons, and others 11‑53‑110
Securities law unaffected 11‑53‑111
Purpose 11‑53‑201
Investigations - subpoenas 11‑53‑202
Enforcement - cease-and-desist orders 11‑53‑203
Power of court to grant relief 11‑53‑204
Criminal penalties - statute of limitations 11‑53‑205
Administration of article 11‑53‑206
Cooperation with other agencies 11‑53‑207
General authority to adopt rules, forms, and orders 11‑53‑208
Scope of article 11‑53‑209
Pleading exemptions 11‑53‑210
Affirmative defenses 11‑53‑211
Interpretive opinions
Short title 11‑53‑102
Definitions 11‑53‑103
Unlawful commodity transactions 11‑53‑104
Exempt person transactions 11‑53‑105
Exempt transactions 11‑53‑106
Unlawful commodity activities 11‑53‑107
Fraudulent conduct 11‑53‑108
Misleading filings 11‑53‑109
Liability of principals, controlling persons, and others 11‑53‑110
Securities law unaffected 11‑53‑111
Purpose 11‑53‑201
Investigations - subpoenas 11‑53‑202
Enforcement - cease-and-desist orders 11‑53‑203
Power of court to grant relief 11‑53‑204
Criminal penalties - statute of limitations 11‑53‑205
Administration of article 11‑53‑206
Cooperation with other agencies 11‑53‑207
General authority to adopt rules, forms, and orders 11‑53‑208
Scope of article 11‑53‑209
Pleading exemptions 11‑53‑210
Affirmative defenses 11‑53‑211
Interpretive opinions
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